Best Affine Approximations, Derivatives, and Rates of Change
Section 3.2
Difference Equations
to
Differential Equations
Best Affine Approximations,
Derivatives, and Rates of Change
In this section we will take up the general question of how to find best affine approximations
and also discuss an interpretation of the derivative of a function as an instantaneous rate
of change. We will consider specific computational procedures for finding derivatives in
Sections 3.3 through 3.5.
To begin, suppose f is a function defined on an open interval containing the point c
and let T be an affine function with T (c) = f (c). As in Section 3.1, we may write T in the
form
T (x) = m(x − c) + f (c)
(3.2.1)
for some constant m. Let
R(h) = f (c + h) − T (c + h) = f (c + h) − mh − f (c).
(3.2.2)
f (c + h) − T (c + h)
R(h)
= lim
h→0
h→0
h
h
f (c + h) − mh − f (c)
= lim
h→0
h
f (c + h) − f (c)
−m .
= lim
h→0
h
(3.2.3)
Then
lim
Hence R(h) is o(h), and T is the best affine approximation to f at c, if and only if
lim
h→0
f (c + h) − f (c)
−m
h
= 0,
(3.2.4)
which is true if and only if
f (c + h) − f (c)
= m.
h→0
h
lim
(3.2.5)
In particular, if
f (c + h) − f (c)
h→0
h
lim
exists, then f has a best affine approximation at c and
f (c + h) − f (c)
.
h→0
h
f 0 (c) = lim
1
(3.2.6)
Copyright c by Dan Sloughter 2000
2
Best Affine Approximations, Derivatives, and Rates of Change
Section 3.2
Conversely, if T (x) = m(x − c) + f (c) is the best affine approximation to f at c, then it
follows that
f (c + h) − f (c)
m = lim
.
(3.2.7)
h→0
h
Definition
We say a function f is differentiable at a point c if
f (c + h) − f (c)
h→0
h
lim
(3.2.8)
exists.
In summary, if we are given a function f which is differentiable at c, then the best
affine approximation to f at c exists and is given by
T (x) = f 0 (c)(x − c) + f (c),
(3.2.9)
where
f (c + h) − f (c)
.
(3.2.10)
h→0
h
Conversely, if f has a best affine approximation at a point c, then f is differentiable at c
and the best affine approximation is given by (3.2.9).
f 0 (c) = lim
Example Consider the problem of finding the best affine approximation to f (x) = x2
at x = 1, a problem we first looked at in Section 1.1. We first need to find the derivative
f 0 (1). Using (3.2.10), we have
f (1 + h) − f (1)
h→0
h
(1 + h)2 − 1
= lim
h→0
h
1 + 2h + h2 − 1
= lim
h→0
h
h(2 + h)
= lim
h→0
h
= lim (2 + h)
f 0 (1) = lim
h→0
= 2.
From (3.2.9), it now follows that the best affine approximation to f at 1 is
T (x) = 2(x − 1) + 1 = 2x − 1.
Furthermore, from our discussion in Section 3.1, the equation of the line tangent to the
graph of y = x2 at the point (1, 1) is then
y = 2x − 1,
as shown in Figure 3.2.1.
Section 3.2
Best Affine Approximations, Derivatives, and Rates of Change
3
10
8
6
4
2
-4
2
-2
4
-2
Figure 3.2.1 Graphs of y = x2 and y = 2x − 1
Frequently we will be interested in the derivative of a function not just at a single
point, but at many different points. Instead of performing the above calculation at each
point separately, we try to compute the derivative at an arbitrary point, after which we
can substitute in any desired point for evaluation. In fact, for any given function f , we
may define a new function f 0 by setting
f (x + h) − f (x)
h→0
h
f 0 (x) = lim
(3.2.11)
for all points x at which the limit exists. This new function, f 0 , is called the derivative of
f . Note that the domain of f 0 may be smaller than the domain of f . If the open interval
(a, b) is in the domain of f 0 , we say f is differentiable on (a, b).
Example
Let f (x) =
√
x. From our work in the Section 3.1 we know that
f 0 (1) =
1
.
2
Now we will find a general expression for f 0 (x) at an arbitrary point x in (0, ∞). Using
(3.2.11), we have
4
Best Affine Approximations, Derivatives, and Rates of Change
Section 3.2
f (x + h) − f (x)
h→0
h
√
√
x+h− x
= lim
h→0
h
√
√ √
√
x+h− x x+h+ x
√
= lim
√
h→0
h
x+h+ x
x+h−x
= lim √
√
h→0 h( x + h +
x)
h
= lim √
√
h→0 h( x + h +
x)
1
= lim √
√
h→0
x+h+ x
1
√
=√
x+ x
1
= √ .
2 x
f 0 (x) = lim
Hence f is differentiable on (0, ∞). In particular, we once again have
1
.
2
Moreover, it is now straightforward to find the best affine approximation to f at any point
c > 0. For example,
1
f 0 (16) = ,
8
√
so the best affine approximation to f (x) = x at x = 16 is
f 0 (1) =
1
1
(x − 16) + 4 = x + 2.
8
8
See Figure 3.2.2 for the graphs of f and T .
T (x) =
Example
Now consider g(t) = t3 . Then
g(t + h) − g(t)
h→0
h
(t + h)3 − t3
= lim
h→0
h
3
t + 3t2 h + 3th2 + h3 − t3
= lim
h→0
h
2
h(3t + 3th + h2 )
= lim
h→0
h
2
= lim (3t + 3th + h2 )
g 0 (t) = lim
h→0
2
= 3t .
Section 3.2
Best Affine Approximations, Derivatives, and Rates of Change
5
7
6
5
4
3
2
1
10
5
20
15
Figure 3.2.2 Graphs of f (x) =
√
30
25
x and T (x) = 81 x + 2
Hence, for example, g 0 (−2) = 12, and the best affine approximation to g(t) = t3 at t = −2
is
T (t) = 12(t + 2) − 8 = 12t + 16.
See Figure 3.2.3 for the graphs of g and T .
20
15
10
5
-4
2
-2
4
-5
-10
-15
-20
Figure 3.2.3 Graphs of g(t) = t3 and T (t) = 12t + 16
Example Suppose we wish to find the best affine approximation to f (x) = |x| at x = 0.
To find the derivative of f at 0, we need to consider the quotient
−h = −1, if h < 0,
f (0 + h) − f (0)
|h| h
=
=
h
h
h = 1,
if h > 0.
h
Thus
f (0 + h) − f (0)
lim
= −1
h
h→0−
6
Best Affine Approximations, Derivatives, and Rates of Change
and
f (0 + h) − f (0)
= 1,
h
lim+
h→0
from which it follows that
Section 3.2
f (0 + h) − f (0)
h→0
h
lim
does not exist. In other words, f is not differentiable at 0. Thus f does not have a best
affine approximation at 0. However, for x < 0, the graph of f is a straight line with slope
−1 and for x > 0, the graph of f is a straight line with slope 1. Thus
0
f (x) =
−1, if x < 0,
1,
if x > 0.
Hence the domain of f 0 is {x | x 6= 0}, whereas the domain of f is the interval (−∞, ∞).
The previous example illustrates the fact that a function may be continuous at a point,
as f (x) = |x| is continuous at x = 0, without being differentiable at that point. However,
it turns out that if a function is differentiable at a point, then it must be continuous at
that point. To see this, note that if T is the best affine approximation to a function f at
c and r(x) = f (x) − T (x) is the remainder function, then
f (x) = T (x) + r(x).
(3.2.12)
Since T is a continuous function, lim r(x) = 0, and T (c) = f (c), we have
x→c
lim f (x) = lim (T (x) + r(x)) = lim T (x) + lim r(x) = T (c) + 0 = f (c),
x→c
x→c
x→c
x→c
(3.2.13)
which is what it means for f to be continuous at c.
Proposition
If f is differentiable at a point c, then f is continuous at c.
Leibniz notation and rates of change
If y = f (x) with f (x) = mx + b, then one unit change in x results in m units of change
in y. That is, for a straight line, the slope of the line is the rate of change of y with respect
to x. Moreover, since f is its own best affine approximation (and a straight line is its own
tangent line), we have f 0 (x) = m for all values of x. Hence, in this case, the derivative of
f gives the rate of change of y with respect to x. What distinguishes this type of function
from other functions, and what makes the slope easily computable, is that this rate of
change is a constant. We will now use derivatives to give meaning to the rate of change of
an arbitrary function at a point where it is differentiable.
If y = f (x), it is common to write ∆x for an increment in x and ∆y for the change in
y corresponding to a change in x of ∆x. In our notation above, we would write
∆x = h
(3.2.14)
Section 3.2
Best Affine Approximations, Derivatives, and Rates of Change
7
and
∆y = f (x + ∆x) − f (x).
(3.2.15)
f (x + h) − f (x)
f (x + ∆x) − f (x)
∆y
=
=
,
h
∆x
∆x
(3.2.16)
Thus we can write
from which we have
∆y
.
∆x→0 ∆x
f 0 (x) = lim
(3.2.17)
This type of notation, although not this type of reasoning, motivated Leibniz to denote
f 0 (x) by
dy
∆y
= lim
.
(3.2.18)
dx ∆x→0 ∆x
If the derivative is to be evaluated at a point c, then we would write
f 0 (c) =
Example
If y =
√
dy
.
dx x=c
(3.2.19)
x, then from our result above we may write
dy
1
= √
dx
2 x
and, for example,
dy
1
1
= √ = .
dx x=9
6
2 9
∆y
Now ∆x
represents the average rate of change of y over the interval from x to x + ∆x.
That is, this ratio tells us how much y changes per unit change in x over the interval. As
we let ∆x go to 0, this ratio will approach a limiting value, namely, the derivative , which
we may interpret as the instantaneous rate of change of y with respect to x. If the rate of
change of y with respect to x were not to change over an interval of length 1, then y would
dy
change by an amount equal to dx
over that interval.
As an example, if s = f (t) gives the position of an object moving in a straight line, then
∆s
∆t is the average rate of change of position of the object with respect to time, which we
call its average velocity. Then ds
dt , the derivative of s with respect to t, is the instantaneous
rate of change of position with respect to time; that is, ds
dt is the instantaneous velocity, or,
∆s
simply, velocity, of the object. The difference between ∆t and ds
dt is the difference between
finding the average speed for a trip in a car by dividing the total miles traveled by the
total time elapsed and finding the instantaneous speed at any one time during the trip by
looking at the car’s speedometer.
8
Best Affine Approximations, Derivatives, and Rates of Change
Section 3.2
Example Galileo discovered that if an object is dropped from a initial height of 100
feet, then, ignoring the effects of air resistance, its height, in feet, above the ground after
t seconds would be
s = 100 − 16t2 .
For example, at time t = 1 the object would be at a height of
s t=1 = 100 − 16 = 84 feet
and at time t = 2 it would be at a height of
s t=2 = 100 − 64 = 36 feet.
Hence the average velocity of the object over the time interval would be
∆s
36 − 84
=
= −48 feet/second.
∆t
2−1
Note that the average velocity over this time interval is negative because we have taken
the positive direction to be up. The average speed of the object, which is the absolute
value of the velocity, would be 48 feet per second. To find the instantaneous velocity at
time t, we compute
ds
∆s
= lim
∆t→0 ∆t
dt
(100 − 16(t + ∆t)2 ) − (100 − 16t2 )
= lim
∆t→0
∆t
100 − 16(t2 + 2t∆t + (∆t)2 ) − 100 − 16t2
= lim
∆t→0
∆t
−32t∆t − 16(∆t)2
= lim
∆t→0
∆t
= lim (−32t − 16∆t)
∆t→0
= −32t.
Hence the instantaneous velocity of the object at time t = 1 is
ds
= −32 feet/second
dt t=1
and the instantaneous velocity at time t = 2 is
ds
= −64 feet/second.
dt t=2
dy
Although Leibniz seems to have thought of the expression dx
as a ratio, we should think
d
of dx as the operation of differentiation, which, when applied to y, yields the derivative of
Section 3.2
Best Affine Approximations, Derivatives, and Rates of Change
9
dy
d
y with respect to x. In other words, we should not think of dx
as a ratio, but as dx
(y).
3
For example, if y = x , then, using an earlier result from this section, we might write
dy
d 3
=
(x ) = 3x2 .
dx
dx
The “prime” notation for a derivative is due, not to Newton, but to Joseph Louis
Lagrange (1736-1813). Newton’s notation, a dot above the dependent variable, represents
a derivative with respect to time, denoted by t. For example, in the previous example we
may write
ṡ = −32t
using Newton’s notation. Because of its simplicity and the frequency with which derivatives
with respect to time occur, this is often a useful notation and we will make extensive use
of it when we study differential equations in Chapter 8.
Problems
1. Using (3.2.10), find the derivative of each of the following functions at the indicated
point.
1
at t = 1
t
√
(d) h(t) = t + 1 at t = 3
(a) f (x) = x2 + 1 at x = 2
(b) f (t) =
1
at x = 2
x2
1
(e) f (s) = √ at s = 1
s
(c) g(x) =
(f) g(z) = (z + 1)2 at z = −1
2. For each of the functions in Problem 1, find the best affine approximation for the
function at the indicated point. Also, find the equation of the tangent line at that
point and graph the function and its tangent line together.
3. Using (3.2.11), find the derivative of each of the following functions. Note any points
where the given function is not differentiable.
1
x
1
(d) h(z) =
3z
(f) g(s) = 2s3 − s2
(a) f (x) = 2x2
(b) g(x) =
1
(c) f (t) = √
t
2
(e) y(t) = t + 4t
4. Using your result from part (c) of Problem 3, find the best affine approximation to
1
f (t) = √
t
at t = 4. Use it to approximate √
1
.
3.98
10
Best Affine Approximations, Derivatives, and Rates of Change
Section 3.2
5. Let f (x) = ax2 + bx + c, where a, b, and c are constants. Show that f 0 (x) = 2ax + b.
Does this result agree with your results in parts (a) and (e) of Problems 3?
6. Use your result from Problem 5 to find the best affine approximation to
f (x) = 3x2 − 2x + 5
at x = −2.
7. Use your result from Problem 5 to find the best affine approximation to
g(t) = −2t2 + 3t − 6
at t = 3.
8. Suppose f is a function with the properties that f (0) = 0 and
f (t)
= 1.
t→0 t
lim
Show that f 0 (0) = 1.
9. Suppose g is a function with the properties that g(0) = 0 and g is o(h). Show that
g 0 (0) = 0.
10. Suppose f is a function with the properties that
f (s + t) = f (s)f (t)
for all numbers s and t and
f (t) − 1
= 1.
t→0
t
lim
Show that f 0 (t) = f (t).
3x2 , if x < 0
11. Suppose f (x) =
. Is f differentiable at x = 0? If it is, find f 0 (0).
x3 , if x ≥ 0
5t, if t < 0
12. Suppose g(t) =
. Is g differentiable at t = 0? If it is, find g 0 (0).
3t2 , if t ≥ 0
x2 − 2x + 2, if x ≤ 1
13. Suppose g(x) =
. Is g differentiable at x = 1? If it is, find
4x − 3,
if x > 1
g 0 (1).
14. For each of the following, find the derivative of the dependent variable with respect to
the independent variable. Denote the derivative using Leibniz’s notation.
√
(a) s = 2t3
(b) z = 2 t
2
(c) q = s −
(d) t = x4
s
Section 3.2
Best Affine Approximations, Derivatives, and Rates of Change
11
d
d √
(4x2 ) and
(3 u − 1).
dx
du
16. An object is thrown vertically into the air from an initial height of 100 meters above
the ground with an initial velocity of 10 meters per second. If s represents the height,
in meters, of the object above the ground after t seconds and we ignore the effects of
air resistance, then
s = 100 + 10t − 4.9t2 .
15. Find
(a) What is the average velocity over the time interval [0, 2]? Over [0, 1]? Over [1, 2]?
(b) Find the velocity v of the object at time t. You may use Problem 5.
(c) What is the velocity after 1 second? After 2 seconds?
(d) When is v = 0? Is v positive or negative before this time? Is v positive or negative
after this time?
(e) What is the height of the object when v = 0? What is the significance of this
height?
(f) The rate of change of velocity is called acceleration. Find the acceleration of the
object; that is, find dv
dt .
(g) What is the significance of the fact that dv
dt is a constant?
17. Find the rate of change of the area A of a circle with respect to its radius r.
18. Find the rate of change of the volume V of a sphere with respect to its radius r.
19. Find the rate of change of the area A of a square with respect to the length x of one
of its sides.
20. Find the rate of change of the volume V of a cube with respect to the length x of one
of its sides.